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Assistant Manager, Risk Operations

3.00 to 5.00 Years   Bangalore   03 Dec, 2020
Standard Chartered Bank Ltd
Job LocationBangalore
EducationNot Mentioned
SalaryNot Disclosed
IndustryEducation / Training
Functional AreaRisk / Underwriting
EmploymentTypeFull-time

Job Description

  • Performing CST / KCSA / KCI Checks as RP (Responsible Person)
  • Review of CST / KCSA / KCI performed by other RPs
  • Coordination during GIA Review & Audits
  • Liaising with teams for closure of CST / KCSA / KCI exceptions
  • Administering EORP Issue / Action Management Modules where applicable
  • Functioning as RP in EORP
Key Responsibilities:-
  • To report Unit s OR issues identified during CST performance to RCLM
  • To assist RCLM in developing and updating of procedures, controls and monitoring plans for Operational Risk Management
  • To adhere to the agreed CST / KCSA / KCI plans and approach.
  • To identify and report all exceptions on non-compliance with standard controls.
  • To identify and report all weakness inherent in the standard controls
  • To maintain proper record keeping on all CST / KCSA / KCI related activities
  • To maintain independence in the conduct of CST / KCSA / KCI, i.e. not selecting and reviewing sample of self-performed transactions.
  • Comply with group money laundering prevention policy and procedures to the extent applicable and reporting all suspicious transactions.
  • To promote the culture and practice of compliance within the letter and spirit of regulatory requirements and ethical standards in the conduct of business
  • To have good judgment and an inquisitive approach to practices and procedures
  • on AML. To have personal authority and integrity, independence and resilience
  • while handling such transactions
  • Wherever Business Unit is not performing the KCI, to perform the KCI check.
  • No overdue CST / KCSA
  • Non-compliance and control weakness inherent in the selected samples and detected and duly reported
  • No unsatisfactory compliance reviews and audits on the conduct of CST / KCSA and record keepin
Key Measures:-
  • Zero Overdue CST / KCSA checks
  • Satisfactory results on audits undertaken by Group Internal Audit, FSA, regulators and external auditors (relating to activities done)
  • Monitoring and adherence to timelines on Risk & Control or Group initiatives
,

Keyskills :
salesmisaccountstatbankingmusic makinginternal auditrecord keepingoperational riskregulatory requirements

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