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Compliance Program Methodology & Operations Team Lead

2.00 to 5.00 Years   Bangalore   27 Oct, 2022
State Street Corporation
Job LocationBangalore
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

    • Provide day-to-day local management support for the Global Regulatory Change Management (GRCM), Archer Regulatory Change Management (ARCM) and Compliance Regulatory Liaison (CRL) Procedures and oversight activities
    • Perform and execute monitoring of State Streets regulators as part of the GRCM Program
    • Assist compliance advisory personnel on various aspects of the GRCM, ARCM and CRL programs by answering the team mailboxes and participating in working group meetings
    • Perform oversight and control activities, and produce reporting metrics/ dashboards, on a monthly and quarterly basis
    • Review ARCM requests to validate accuracy and completion of request and process changes to the Archer regulatory obligation inventory
    • Perform various data analysis projects focused on maintaining structured and governed regulatory obligation inventory data
    • Routinely update GRCM and ARCM training and materials to support the Compliance Advisory teams
    • Continue to work with our Regulatory Policy & Strategy team and the Archer team to further integrate and enhance our GRCM and ARCM procedures with future Archer updates
    • Support management in developing and owning certain milestones and project tasks associated with strategic department initiatives and team projects (e.g. leveraging technology, vendor relationships, data analytics output)
    • Collaborate with the global team stakeholders on oversight and control activities, SLA (service level agreement) and Regulatory change policy review and maintenance.
    Essential Skills Required:
    • Work experience: 6 to 8 years (1 to 2 years of relevant experience in Banking or Financial Services, background in Legal/Compliance/Risk is beneficial)
    • Independent worker who takes a high level of initiative and ownership of responsibilities, has a sense of urgency, and proactively works to gain a thorough understanding of all regulatory requirements and associated deliverables and deadlines
    ,

Keyskills :
Compliance Program MethodologyOperations Team Lead

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