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Associate

3.00 to 5.00 Years   Mumbai City   11 Oct, 2022
Morgan Stanley Advantage Services Pvt Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

    • Analysis of a suite of controls that cover various areas of Risk
    • Reviewing data quality issues/violations of firm s compliance policies
    • Identifying possible patterns and trends during the review process
    • Review and monitoring of Investment Policy statements of the clients
    • Reporting of daily activities conducted within the team
    • Participate in meetings with local and US supervisory teams as needed
    • Providing coverage to the US team on need basis
    , * Knowledge, Skills, and Abilities
    • Problem solving skills and Strong attention to detail
    • Knowledge of Exchange (SEC), FINRA and Investment Compliance Policies is an added advantage
    • Understanding of financial products, trading rules and regulatory landscape
    • Efficient in MS office suite, MIS, Advanced excel is an added advantage
    • Strong interest in deepening business knowledge of financial industry and wealth management
    • Effective written and verbal communication skills
    • Ability to organize and prioritize work and meet strict SLAs
    Experience
    • 3-5 years of industry experience
    • Risk or compliance experience a plus
    Education
    • Bachelor s/MBA degree or equivalent work experience

Keyskills :
ms office suiteinvestment policy statementsms officedata qualityadvanced excel

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