Auditor/Senior Auditor

Job Description

The JP Morgan Chase Internal Audit department provides the Board of Directors, senior management and regulators with independent assurance that internal controls are operating effectively. The JP Morgan Chase Internal Audit team is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Audit works closely with the Lines of Business (LOBs) and their support functions to achieve its mission through a comprehensive audit program. The department is respected throughout the firm for the caliber of the staff and their ability to add value beyond the audit opinion. The Wholesale Validation Center (WVC) will validate issues originating in the Corporate & Investment Bank (CIB), Asset & Wealth Management (AWM) and the Corporate Sector. The Validation Center will conduct high quality wholesale issue validations with consistent execution and document standards under a more efficient operating model. Position This Senior Auditor position will be based in Mumbai, India. The role will focus exclusively on validation execution. The applicant must be an experienced professional who possesses excellent auditing skills and knowledge of financial services, products and various financial instruments and associated risks. The role will include the following responsibilities: Responsibilities:- Conducts high quality issue validations with consistent execution and documentation standards to meet expectations.- Validations provides an opportunity to actively participate in the planning, execution, and reporting of essentially a mini-audit.- Validation work leverages risk, controls, and test thought processes as well as test design and execution including direct experience in meeting documentation expectations.- Auditors would potentially work on a wide variety of validations in the CIB, Corporate Functions, and AWM spaces or they could be targeted to focus on a particular area like market risk or financial reporting.- Finalizes audit validation findings and uses judgment to provide an overall opinion on the control environment.- Wholesale validation work enables us to manage competing timelines, refine proficiencies and promote the sharing of best practices.- Builds and maintains key relationships with stakeholders, establishing a culture of engagement while adding value- Stays up to date with evolving regulatory, industry and market events impacting the firms risk organization.- Partner with other groups within Audit (Investment Bank, AWM, Corporate Functions,Technology, etc.) to ensure the delivery of a seamless program of audit coverage across JPMorgan Chase- Establishes a business climate and culture that encourages integrity, respect, excellence and innovation Qualifications - Bachelors degree in Accounting/Finance, Economics or related discipline- CA /CPA or similar designation - CFA or CFIRS are considered a plus.- 5+ years experience in a Financial Services firm or in public accounting, with an appropriate level of exposure to and involvement with risk management including operational, credit, market, fiduciary, investment and model risks. Basel and CCAR knowledge is considered a plus.- Knowledge of banking industry preferred- Proficiency in risk analysis- Ability to execute audit assignments- Ability to manage multiple tasks concurrently in an efficient and effective manner and with minimal supervision- Perform audit work in accordance with department and professional standards and complete assignments in an efficient manner- Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issue to senior management and influence change- Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility and accountability- Works well individually and in teams, shares information, supports colleagues and encourages participation- Advanced desktop skills in products to support the above (Excel, PowerPoint etc.),

Keyskills :
internal auditaccountingaccountsfinancial statementscomplianceboard of directorsmarket risktest designrisk managementaudit committeesenior managementwealth management