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C&ORC Risk & Finance Data Assurance Senior Specialist

9.00 to 14.00 Years   Mumbai City   06 Jan, 2023
UBS Securities India Private Limited
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaIT Operations / EDP / MIS
EmploymentTypeFull-time

Job Description

    Are you investigative in nature Are you able to spot risks and challenge them Can you deliver against tight deadlines Were looking for a regulatory reporting compliance analyst to: assist in conducting reviews of U.S. reporting processes to assess conformance with regulatory requirements perform sample-based transaction testing to assess accuracy of data used in reporting processes prepare written reports which summarize testing procedures conducted and resulting conclusions review remediation actions to assess closure of identified risks collaborate with peers in and across the second line of defense serve as a key point of contact to the business by providing updates on testing progress and addressing issues as they ariseYour teamYou ll be working in the Compliance and Operational Risk Control (C&ORC) Risk and Finance Data Assurance (R&F DA) team in Mumbai / Pune. R&F DA provides independent testing services to our business stakeholders as a second line of defense. As a data tester you will play a vital role by coordinating with business stakeholders to assess if data flowing from source systems to our regulatory and management reporting is accurate., excellent analytical skills with the ability to manipulate and comprehend large data sets and explain data/concepts in a clear and concise manner experience with reviewing data lineage and transformation experience with SQL and/or Axiom is a plus understanding of U.S. reporting requirements (particularly on FR Y-9C, FR Y-14, etc.) gained either through experience in compliance, internal audit, or reporting function preferred skilled communicator who adapts style to audience and conveys clear, accurate, and concise information ability to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures reliable when working on your own, with sound judgment for when to escalate issues

Keyskills :
operational risktesting servicesanalytical skillsregulatory reportingmanagement reportingreporting requirementssqlrisksoundfinancetestingclosure

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