Hiring for Associate Director, Capital Markets, ASEAN

Job Description

*About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.To us, good performance is about much more than turning a profit. Its about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.Were committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.The Role ResponsibilitiesStrategy

• Awareness and understanding of the Group s business strategy and model appropriate to the role
• Coordination of customer relationships and build effective long-term relationship with major onshore clients
• Support the identification of customer and origination opportunities for Debt Capital Markets transactions and to drive the business within the bank s directed strategy and to continue to drive the business forward striving for sustainable competitive advantage and profitability
• To support establishment of SCB as a name player in global debt markets
• Identification of in-country competitive threats and market opportunities, to feed into product strategy

Business

• Origination of Capital Markets business for ASEAN customers
• To conduct analysis of the regulations of the local currency capital markets in developed countries and make a comparison with the ASEAN bond regulations and provide recommendations to deepen the ASEAN capital markets
• To create a process manual for ASEAN bonds and preferred shares including internal approvals required from identification of opportunity to the execution of the transaction
• To effectively assist in the execution of Capital Markets transactions
• To assist in the implementation of internal processes such as the preparation and receipts of Name Clearance, Debt Commitments Committee approval memo, Underwriting Applications; documentation, due diligence, legal liaison, regulatory, etc
• To effectively support the Capital Markets team in operations, research, meetings, presentations, ceremonies and etc
• To liaise with FM Sales for the implementation of the sales strategy of capital markets transactions
• To liaise with FM Operations for the implementation of internal processes of capital markets transactions
• To assist the Capital Markets team in the financial/credit analysis of target clients and market analysis

Risk Management

• Ensure that risk assurance processes are in place across CM business to provide evidence of pro-active risk management of the Risk Type and compliance with policy
• Ensure that any risk issue is raised to the relevant committee or forum
• Ensure that all compliance and local regulatory requirements are met as relates CM.

Governance

• Responsible for assessing the effectiveness of the Group s arrangements to deliver effective governance, oversight and controls in the business and, if necessary, oversee changes in these areas;
• Awareness and understanding of the regulatory framework, in which the Group operates, and the regulatory requirements and expectations relevant to the role.
• Anti-Money Laundering Prevention:
• Ensure the development, implementation, maintenance and monitoring of procedures and controls are in compliance with the requirements of Group Policy and Standards, local laws and regulations.
• Ensure that appropriate internal controls are in place and operating effectively.
• To fully comply with group Policy and Standard on Money Laundering Prevention or local regulatory requirements for the prevention of Money Laundering.

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Lead the ASEAN / Malaysia Debt Capital Markets team to achieve the outcomes set out in the Bank s Conduct Principles : Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key Stakeholders

• Head of CM, ASEAN
• Head of Financial Markets, ASEAN
• FM Desk Heads and Dealers operating within country
• Head of CCIB in country and within SCB network
• FM and CM DCM team in other countries
• Key support functions (Middle office, Operations, Credit Risk, Market Risk, Finance, Legal & Compliance etc)

Other Responsibilities

• Demonstrate Here for good and Group s brand and values in all interactions with clients, colleagues and regulator
• Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures

Our Ideal CandidateAn ideal canddiate should have at least 3 years of experience

• Business Market Knowledge
• Business Process Management
• Sales Client Pitching
• Sales Relationship management
• FM Technical Analysis

,

Keyskills :
financecompliancereportingfixed income derivativescredit riskmarket riskdue diligencesales strategyrisk assurancerisk managementcapital marketsbusiness strategyfinancial marketsinternal controlscorporate liaison