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Urgent | Internal Audit- CA/Intern CA- Sion

0.00 to 5.00 Years   Mumbai City   22 Mar, 2022
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaAudit
EmploymentTypeFull-time

Job Description

    Designation: Manager/ Assistant ManagerRole: Audit/ inspection/ complianceQualification: Qualified CA/ inter CA/ MBA in financeLocation: Sion/ GTB NagarResponsibilities1-Handled compliance related inspections/Audit of various types of Brokers of the Exchange including Small & Medium Size stock brokers, proprietary traders, brokers having institutional clients, banks dealing in equity market and big broking houses. 2- Conducting in-depth financial analysis and risk assessment of stock broker to gauge their solvency and to evaluate the potential risk they pose to system.3- Drafting of various observations of the queries raised by Exchanges/ SEBI.4- Team Handling

Keyskills :
auditexcelinternal auditauditingcomplianceinspection

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