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| Job Location | Ahmedabad |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Recruitment Services |
| Functional Area | Legal Practice |
| EmploymentType | Full-time |
Principal Accountabilities : Accountability Supporting Actions- Execute duties of compliance officer as required by regulation1. Ensure all regulatory compliances are met2. Meeting Anti-money laundering compliances as specified from time to time3. Report periodically to the board of directors4. Ensure compliance with the marketing aspects, such as disclaimers, etc5. Ensure minimum turn around time with respect to all new business initiatives6. Review offer documents, fund structures, etc from a legal perspective.Comply with the provisions of the Companies Act and report on corporate governance :1. Liaise with Corporate Secretary to ensure all Company Law requirements are fulfilled2. Gaining approval from the board with regard to corporate governance3. Periodical reporting to the board on the developments as part of corporate governance4. Facilitate and co-ordinate compliance and legal related training programmes for employees on a quarterly / semi-annual basis5. Conduct training / seminars to communicate compliance requirements and legal regulations6. Ensure secure internal systems and processes and a risk free work environment7. Ensure setting up secure internal systems and processes for a safe work environment reducing external and internal risks8. Bloomberg and other System Support9. Assist set up Fund limit restriction via Bloomberg and other related regulatory requirements.10. Monitoring of Voice recording check,
Keyskills :
company lawnew businesscompanies actcorporate governancesetriskturntrainingbusinessmarketingreportingbloombergrecordingcomplianceantimoney laundering