Internal Audit

Job Description

Spectral Consultants is hiring for the role of Internal Audit and SOX Compliance at a leadership position. Role & Responsibilities : Oversee and lead the Internal audit and SOX compliance team (Business and IT), manage the service delivery and quality - Overseeing and anticipating the resource requirements of the clients, build the team according to the needs - Review the risk assessment procedures performed by the team, including identification of significant accounts & classes of transactions and mapping of business processes. - Review SOX documentation such as process flowcharts, process narratives and risk and controls matrix. - Suggesting business improvements, by assessing risks and controls related to business imperatives - Optimization of processes to reduce inefficiencies and reduce cost - Integrate data analytics to provide increased efficiency, assurance and value - Extensive experience of planning, implementing, coordinating, and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls, developing test procedures, executing and documenting testing, and reporting results to Management) - Detailed review of team members execution of SOX procedures and ensure testing results are appropriately documented. Requirements: - Preferred candidates from Non FS sector 3+ years of post-qualification experience (CA)/ MBA focused on SOX, internal audit. - Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework, PCAOB Audit Standards & IIA Standards) - CISA is an added advantage - Experience in conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design and documentation of RACM, controls testing, evaluation of control deficiencies and remediation plans.