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| Job Location | Mumbai City |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Banking / Financial Services |
| Functional Area | Sales / BD,Finance / Accounts / Tax |
| EmploymentType | Full-time |
Transaction Reporting Operations are responsible for ensuring the completeness, accuracy and timeliness of the Bank s transaction reporting obligations across multiple global regulatory jurisdictions. Completeness, accuracy and timeliness controls are the primary responsibility of 2 core functions within the Transaction Reporting Operations team. The Submission Control function is responsible for the daily submissions and exception processing, which mean that the team monitor, investigate and chase MO/FO/Tech teams for the root causes on the trades which are not getting reported within the compliance time for Rates, Credit, FX, and Equities. The Enhanced Quality Assurance team perform post process testing to validate the completeness, accuracy, and timeliness of the transaction reports submissions through performing reconciliations and targeted deep dive thematic testing.
The below tasks form part of the daily processing across the Transaction Reporting Operations team.
Pre and Post submissions exception handling Analysis, interpretation, escalation and logging of Transaction Reporting operational control issues Generation and interpretation of supporting metrics for TRO Tracking and Reporting Operation Control issues, gaps and overall status Reconcile the trading events between FO and Regulators to ensure there is no over-reporting or under-reporting Quality assurance checks
Responsibilities
Ensuring the completeness, accuracy and timeliness of transaction reporting submissions across multiple regulatory regimes (e.g. Dodd Frank, EMIR, MIFID/MIFIR, etc.)
Engagement in designing, implementing and maintaining operation process
Generate daily reports and analyze patterns to derive meaningful information
Management reporting and issue escalation and resolution
Remaining current on the Regulatory Reporting landscape to ensure the firm s reporting remains in step with changes in regulatory environment
Responsible for working closely with GTR and Industry Working Groups(WG)
Host WG calls with various internal groups to implement the industry/regulatory changes for MAS, HKMA and other Asian jurisdictions
Track the progress of the implementation of changes and work closely with various team in FO/MO/Dev teams and Reporting Dev team
Responsible to document the changes and work closely with the compliance teams
Raise breach as per the guidelines and ensure remediation of the issue
Investigate and identify the root cause for the Transaction Reporting breaks and coordinate with FO/MO/Tech to fix them
Review controls on regular basis and challenge status quo
Work with change and initiative team on new changes and provide requirement for controls ahead of going live with new jurisdiction.
Requirements
Education - Post-Graduation in any field.
Experience Range - 10 to 12 Years of overall experience
Foundational skills
Front to back business acumen across multiple asset classes with good understanding of trade lifecycle.
A good understanding of Regulatory Transaction Reporting
Excellent organizational and analytical skills
Ability to work well with and communicate with others, from teammates to senior executives
Ability to juggle multiple work efforts and to quickly change direction as needed
Strong influencing skills
Adapts to changes and has a proven track record of working as part of a global team
Location: Mumbai Gurgaon
Shifts: 12.30 am to 9.30 pm
,Keyskills :
financesalesltdmisaccountancyroot causeback officemusic makingdaily reportsrisk managementcash managementbusiness acumenasset managementquality assuranceanalytical skillsbusiness servicestalent acquisitionoperational controlregulatory re