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| Job Location | Pune |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Banking / Financial Services |
| Functional Area | Statistics / Analytics |
| EmploymentType | Full-time |
Are you risk averse Do you have good interpretation and eye-for-detail skills We re looking for someone like that who can: act as a compliance and operational risk control subject-matter expert across all business divisions, supporting them in managing risk Conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal e-communication policies; make sure risk frameworks are designed well and operating effectively deliver independent risk assessment and reports that shed light on our risk profile review employee communications, conduct initial analysis and identify suspicious activity as well as escalate cases for further review Investigation and closing out the daily alerts thoroughly in a timely manner, and ensuring significant issues identified are fully investigated and promptly escalated where necessary support change-the-bank programmes within the employee monitoring space help with the design and development of monitoring reports and assist management with testing enhancements to the monitoring program continuously improve their knowledge and understanding of the firms policies and industry regulationsYour teamYou ll be working in the Electronic Communications team in Pune for Compliance & Operational Risk Control Monitoring, Surveillance & Controls department. We re responsible for monitoring electronic communications across all division for the following key compliance risks: suitability, market conduct, cross border and conflicts of interest. We make sure there s no abuse of sensitive information, that internal policies are followed and that our reputation is protected from legal and regulatory risks., You have: a degree from an accredited university experience in Surveillance, risk management, risk control, audit or compliance a strong understanding of financial services and their various banking divisions an understanding of the regulatory environment and expectations knowledge of rules and guidance, together with other relevant regulations and codes of practice experience in building relationships with stakeholders must be able to read and speak JapaneseYou are: a strong communicator and analytical ability to provide practical solutions for minimizing risk resultoriented and assertive (you don t shy away from challenging situations) organized, with the ability to prioritize tasks an expert at recordkeeping abilities, attention to details and investigation skills
Keyskills :
complianceamlaccountsappraisaldocumentationrisk controlcross borderrecord keepingmarket conductrisk managementrisk assessmentrisk frameworks