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| Job Location | Delhi |
| Education | Not Mentioned |
| Salary | Rs 4.0 - 7 Lakh/Yr |
| Industry | Banking / Financial Services |
| Functional Area | Finance / Accounts / Tax,Sales / BD |
| EmploymentType | Full-time |
Roles and Responsibilities1. To reviews and evaluates compliance issues/concerns within the organization, related to SEBIs Acts, Rules & Regulation and with various circulars, notices , press release issued by SEBI and the Stock Exchanges.2. To ensure that compliance Issues/concerns within the organization are being appropriately evaluated, investigated and resolved.3. Handling SEBI Inspection4. Handling Exchanges and Depository Inspection5. Handle Internal Audits, Process Audits, system Audit and to ensure relevant Rules, Regulations and direction are being complied.6. Handle Investor Grievance and AP Sub-Broker Query7. Day to day reporting to exchanges.8. Study and implementation of Regulatory guidelines, Circulars and notifications on daily basis and assure to comply with them on timely manner.9. Internal Audit and Secretarial work of all the Group company s 10. Responsible for managing Compliance function, AML & Investor Grievance 11. Actively involved in the interpretation and end to end implementation of circulars and regulations issued by SEBI 12. Handle all InternalConcurrent Audits and Inspections conducted by Regulators, Exchanges & Depositories along with others 13. Represents the company in front of Regulator & exchanges and attending to correspondence enquiries from regulators & exchanges14. Experience in Compliance Work of NSE & BSE Exchanges.,
Keyskills :
system auditreportingregulationsreviewspress releasereputation managementprocess auditregulatory guidelinesnsemessage developmentinternal auditimplementationregulatorycisionenquiriescorrespondencecompliancepress kitscrisis communicati