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Senior Analyst

7.00 to 9.00 Years   Hyderabad   03 Feb, 2021
Invesco Ltd
Job LocationHyderabad
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaStatistics / Analytics
EmploymentTypeFull-time

Job Description

Job Purpose (Job Summary): This role is part of Global Compliance Monitoring Function. Responsibilities would include Trade Surveillance of daily transactions & positions and work together with various Regional Compliance Teams in EMEA, Americas and APAC in an interdependent environmentDaily Key Responsibilities / Duties include:

  • Conduct review of Market Abuse alerts in surveillance tool on daily basis
  • Search for relevant news on Bloomberg and attribute the news to any fluctuations in security price
  • Review meeting logs, perform email and call surveillance to identify any potential conflict of interest
  • Sign off alert completion related to PM s trading activities by leaving detailed notes as to resolutions given in relevant systems
  • Conduct investigations on irregularities & abnormal activities and report violations to relevant regional teams
  • Monitor development in regulatory requirements and adjust surveillance models accordingly
  • Support in enhancement of existing system by coordinating with business partners
  • Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements
  • Assist with ongoing review of relevant processes and procedures to ensure best practice is followed
  • Assist in preparation of monthly metrics to be reported to senior management
  • Interact with members of Regional Compliance Teams and other stakeholders to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
  • Act as subject matter expert in resolving complex situations in day to day tasks
  • Assist in delivery of compliance related projects and initiatives including ad-hoc requirements.
  • Effectively review and resolve any potential compliance issues as they arise.
  • Help senior management in making process more effective and efficient
Working Timings:
  • Working timing will be 04:30pm to 01:30am IST to provide support to Americas Region however this could change from time to time as per business requirement
Work Experience / Knowledge:
  • 5 7 years of relevant work experience with investment advisor or mutual fund group in Compliance or regulatory environment.
  • Knowledge of and experience with Equity, Fixed Income and Balanced products required, including mutual funds, institutional and proprietary products. Familiarity with regulatory requirements regarding insider trading and market abuse in a key financial market like: US, UK, CE, HK, etc.
Skills / Other Personal Attributes Required:
  • Be able to understand and interpret graphical information
  • Experience on Trade surveillance platforms & tools
  • Understand trading principals and fundamentals
  • Good analytical skills including attention to detail
  • Good interpersonal skills to be able to work effectively with a network of colleagues spread across different time zones
  • Good written and verbal communication skills
  • Shall be a good team player
  • Shall be open to work flexible hours
  • Proficiency on MS Office suite of applications and at least one data visualization tool
  • Familiarity with trading systems and compliance components such as Charles River, Bloomberg or Aladdin would be given preference
Formal Education:
  • B. Com / M. Com / CA / MBA / Equivalent Degree in Commerce/Finance
,

Keyskills :
conflict of interestglobal complianceresearchfixed incomework effectivelysenior managementtrading systemsanalytical skillsreportingbasisms office suitecustomer relationsmutual fundsms officeaccounts

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