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Senior Compliance Analyst

4.00 to 6.00 Years   Hyderabad   30 Jan, 2021
Invesco Ltd
Job LocationHyderabad
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

Job Purpose (Job Summary): The Senior Compliance Analyst will be part of Global Regulatory Reporting team in Hyderabad, part of the Global Core Compliance function in the Global Compliance department at Invesco. The Senior Compliance Analyst will work with the Global Regulatory Reporting Team and will prepare and file regulatory reports for specific areas, perform analytical and monitoring activities and conduct other applicable projects/assignments as required.Key Responsibilities / Duties:

  1. Monitoring of daily, weekly, monthly, quarterly reports.
  2. Prepare documentation to support reviews conducted and to substantiate and demonstrate adequate processes/controls to meet SEC/regulatory requirements and ensure compliance with all policies and procedures
  3. Analyze the data and prepare documentation to support substantial share holding reporting to meet Americas regulatory requirements.
  4. Knowledge of the regulatory requirements in US/North America regions and take action steps to meet all the compliance performance metrics.
  5. Stay current of all regulatory changes related to reporting thresholds, reporting deadlines, updated/new disclosure forms to be used occurring in various regions (US/North America) and ensure to update procedures and applications to reflect the changes accordingly.
  6. Interact with members of the global compliance and legal teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls
  7. Perform daily activities in preparation of periodic regulatory filings, such as 13G,13F,13H and 13D reports.
  8. Participate in Compliance related projects and responsibilities.
  9. Assist in resolving queries with regional/global compliance teams
  10. Proactively seek and research solutions to compliance issues related to data issues, filling gaps in collating required details for monitoring and reporting as they arise.
  11. Interact with members from global teams to assess, document, monitor and report as required.
  12. Respond to basic, Intermediary and advanced/complex questions/queries from other teams independently and report to managers for escalation
Working Timings:Working timing will be 5.30pm to 02.30am however this could change from time to time as per process requirements.Work Experience / Knowledge: 4-6 years of related work experience with investment advisor, mutual fund group or any financial service industry; preferably in Compliance or regulatory environment. Knowledge of financial products will be added advantage.Skills / Other Personal Attributes Required:
  • Good communication and interpersonal skills
  • Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations
  • Problem solving
  • Strong analytical skills and attention to detail
  • Team player
  • Shall be open to work flexible hours
  • Proficiency on MS Office suite of applications
Formal Education: (minimum requirement to perform job duties)MBA or Degree in Commerce/FinanceDisclaimer:The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. Incumbents may be required to perform other duties as deemed appropriate by the supervisor from time to time.,

Keyskills :
accountsmutual fundsms officeregulatory filingsglobal teamsaccountingglobal complianceamlservice industrycompliancefinancial productsriskms office suiteanalytical skills

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